SERVICES
Securities Brokerage
Through our relationship with LPL Financial, we provide access to publicly traded stocks, bonds, ETFs plus a wide range of mutual funds, unit investment trusts, variable life and annuity products, and cash management services.
LPL Financial is one of the nation's leading financial services companies and a publicly traded company under ticker symbol LPLA. The firm’s mission is rooted in the belief that objective financial guidance is a fundamental need for everyone. LPL does not offer proprietary investment products or engage in investment banking activities; this means advisors affiliated with LPL are not pressured or influenced by LPL to sell its products. Thousands of financial advisors nationwide are able to rely on the firm’s tools and resources to help them provide financial guidance and recommendations to help meet their clients’ needs.
For more information about LPL Financial, visit www.lpl.com.
Advisory Services
We enjoy considerable flexibility in structuring the way we work with clients. Services are offered on a fee basis as an alternative to traditional commission-based compensation. Advisory services are offered through LPL Financial, a Registered Investment Advisor.
Investment advisory and financial planning services may include personal consultation and the preparation of a written financial plan as well as ongoing asset allocation and portfolio management. Fees are charged based on assets under management.
Different programs can accommodate a wide range of account sizes and investment objectives. Your long-term financial goals and level of risk tolerance are the key to defining an appropriate approach.
Retirement Services for Individuals & Businesses
Our office offers a variety of options to meet the needs of an individual's retirement goals or that of a business and its employees. Ask for an initial consultation to see how we can pursue your objectives, compete on expenses, and provide solid advice.
Variable & Fixed Annuities
Variable and Fixed Annuity contracts combine insurance features with market-based investments. We have access to a wide variety of companies that are subject to both insurance and securities regulation.
Fixed and Variable annuities are suitable for long-term investing, such as retirement investing. Gains from tax-deferred investments are taxable as ordinary income upon withdrawal. Guarantees are based on the claims-paying ability of the issuing company. Withdrawals made prior to age 59 1⁄2 are subject to a 10% IRS penalty tax and surrender charges may apply. Variable annuities are subject to market risk and may lose value.
To find out more, please contact our office at (406) 587-4300.
